Singapore Compliance Support for Licensed Fund Management Companies
We are committed to assist our clients in meeting regulatory requirements with confidence and precision.
Our team works closely with management to develop regulatory compliance programs to meet evolving regulatory requirements while fostering continuous improvement in compliance policies, procedures and processes
Our Compliance Services Include:
- Periodic Compliance Reviews – Conducting quarterly, half-yearly, or annual compliance assessments with respect to requirements of the Securities and Futures Act (SFA) and its applicable regulations, including Monetary Authority of Singapore (MAS) notices and guidelines for licensed fund management companies.
- Ongoing Regulatory Support – Providing ongoing regulatory support on a retainer basis, covering SFA requirements, MAS notices and guidelines relevant to licensed fund management companies.
- Proactive Compliance Management – Helping organisations navigate non-compliant scenarios, implement corrective measures and strengthen internal regulatory frameworks.
With close to two decades of experience in financial regulatory frameworks, we empower businesses to uphold compliance standards while maintaining operational excellence.